Saint Regis Mohawk Tribe Law Library

Resolution No. 2020-28 — Amend the Saint Regis Mohawk Tribe Police Commission Act

WHEREAS, the Saint Regis Mohawk Tribal Council (the "Tribal Council") is the duly recognized governing body of the Saint Regis Mohawk Tribe (the "Tribe") and is responsible for the health, safety, education and welfare of all community members; and

WHEREAS, in Tribal Council Act 1994-G, the Tribe ratified the Tribal Police Act of 1994 to enact tribal requirements for establishing a Police Commission and Police Department Policies for the Saint Regis Mohawk Tribe; and

WHEREAS, in TCR 2014-10, the Tribal Council adopted the Tribal Police Commission Act of 2014, which superseded and replaced the Tribal Council Act 1994-G in its entirety; and

WHEREAS, in TCR 2018-49, the Tribal Council amended the Police Commission Act of 2014 (the "Act") to clarify certain sections and processes for the Police Commission; and

WHEREAS, the Tribal Council now wishes to amend the Act to further clarify certain sections, reduce the number of Police Commissioners from five (5) to three (3), and reduce the Commissioner terms from five (5) years to three (3) years, staggered.

NOW, THEREFORE, BE IT RESOLVED:

2. The Saint Regis Mohawk Tribe Police Commission Act, as amended, is effective upon the date of this Resolution and supersedes TCR 2018-49.

SAINT REGIS MOHAWK TRIBAL COUNCIL

_____________________ _____________________ _____________________
Michael Conners Eric Thompson Beverly Cook
Tribal Chief Tribal Chief Tribal Chief

CERTIFICATION: This is to certify that the Saint Regis Mohawk Tribal Council pursuant to the authority vested therein duly passed the above resolution.

___________________________________ April 29, 2020
Summer Bero, Tribal Clerk Date

Saint Regis Mohawk Tribe Police Commission Act

Section 1. Title and Codification

This Act shall be known as the Saint Regis Mohawk Tribe Police Commission Act.

Section 2. Prior Laws

The Police Commission Act of 2014 is hereby amended through the adoption of this Act.

Section 3. Purpose and Goals

A. The purpose of the Police Commission Act is to provide for independent supervision of the Chief of Police of the Saint Regis Mohawk Tribal Police Department and provide oversight for the Saint Regis Mohawk Tribal Police Department, while supporting the Saint Regis Mohawk Tribe's duty to maintain the health, safety, education and welfare of all members of the Tribe.

B. The goals of the Police Commission Act are to:

1. Support the Saint Regis Mohawk Tribe's goal of self-sufficiency and sovereignty through the implementation and enforcement of Tribal laws, regulations and ordinances.

2. Provide the community with a professional and effective law enforcement agency that is responsive and respectful while serving the community.

3. Strengthen the relationship between the community and the police by providing an accessible and credible complaint review process and increasing the community's confidence in the Department.

4. Provide an open and independent forum for the community to express concerns about police conduct.

Section 4. Definitions

A. Chief of Police: The highest-ranking law enforcement officer of the Saint Regis Mohawk Tribal Police Department.

B. Commission: A board comprised of three (3) tribal members of the Saint Regis Mohawk Tribe.

C. Commissioners: Tribal members appointed by the Tribal Council to serve as Police Commissioners of the Saint Regis Mohawk Tribe.

D. Conflict of interest: A conflict of interest occurs when a Police Commissioner has a family relationship to or financial interest in any complaint or investigation.

E. Department: The Saint Regis Mohawk Tribal Police Department.

F. Franklin County District Attorney: The elected district attorney for Franklin County.

G. New York State § 114: The law granting the New York State Police Superintendent authority to appoint a tribal police officer as a police officer with the power to exercise state criminal law upon the Saint Regis Mohawk Reservation.

H. Personnel: All civilian personnel of the Saint Regis Mohawk Tribal Police Department.

I. Police Officers: All qualified and sworn members of the Saint Regis Mohawk Tribal Police Department.

J. Relative: As defined in section 305 of the Employee Handbook version 2 approved February 1, 2016, or as amended.

K. Saint Regis Mohawk Indian Reservation: All lands defined in the Treaty of 1796 and any subsequent lands over which the Saint Regis Mohawk Tribe exercises jurisdiction.

L. Sharing of Powers Agreements: Agreements between the Saint Regis Mohawk Tribe and another government which allows the Tribal Police Department to exercise the law enforcement authority of another jurisdiction and allows another law enforcement agency to exercise the Tribe's law enforcement powers under the direction of the Tribal Police Department.

M. Tribal Council: The legislative and executive body of the Saint Regis Mohawk Tribe.

N. Tribal Police: The Saint Regis Mohawk Tribal Police Department.

O. Tribe: The Saint Regis Mohawk Tribe.

Section 5. Source of Authority

The Saint Regis Mohawk Tribe has inherent sovereign authority to govern and provide for the health and safety of its members, residents, visitors and territory, and through that authority has created the Saint Regis Mohawk Tribal Police Commission.

Section 6. Scope of Authority

The Saint Regis Mohawk Tribal Police Commission shall supervise the Chief of Police and oversee all complaints and disciplinary actions against the Chief of Police while also overseeing hearings of formal charges against Police Officers or Police Department Personnel as outlined herein and in certain instances hear appeals of personnel complaints as outlined herein. In addition, the Commission may also recommend Police Department policies and procedures or amendments thereto.

Section 7. Composition of the Police Commission

A. The Commission shall consist of three (3) members, whose term of office shall be staggered. Members may be reappointed for consecutive terms of three (3) years. A quorum shall be a majority of the Police Commissioners.

B. Appointment Process

1. Within ninety (90) days prior to the end of a current Commissioner's term, or upon a vacancy, the Tribal Council may post the opening of a position in local media. The posting shall request individuals willing to serve on the Commission to submit a letter of interest to the Tribal Council.

2. The applicants shall be reviewed by the Tribal Council.

3. The Tribal Council shall appoint a candidate by majority vote within thirty (30) days of receipt of all applications.

4. Upon appointment by the Tribal Council, the Commission member shall be sworn into office by a Tribal Court Judge.

C. Police Commission Membership Requirements:

1. All Commission members and candidates shall:

A. Be a member of the Saint Regis Mohawk Tribe;

B. Possess a minimum of a high school diploma or GED, with a preference for a post-secondary degree;

C. Pass a drug test and criminal background check;

D. Possess supervisory capability, with experience preferred;

E. Possess relevant and significant qualifications and experience. Areas of Human Resources, Law, and Policing/Public Safety are preferred;

F. Submit proof of supervisory training or willingness to take training within one (1) year; and

G. Be willing to maintain communication through technology and be accessible.

2. All Commission members and candidates shall not:

A. Have a felony conviction.

B. Have been convicted of any misdemeanor offense within one (1) year of application and during tenure.

C. Have been convicted of any drug or alcohol misdemeanor offense within the last five (5) years and during tenure.

D. Have been convicted of any misdemeanor domestic violence or sexual assault convictions.

E. Be currently employed by the Saint Regis Mohawk Tribal Police Department.

F. Have been terminated for cause by any police department.

G. Have resigned within the past year from a police department.

H. Be an immediate relative, as defined by the SRMT Employee Handbook, to the Chief of Police.

D. Election of Officers

The Commission members shall nominate a Chairperson by motion and majority vote. The Chairperson shall be the presiding officer at all meetings and shall perform duties pertaining to the office. The Chairperson's term shall be for one (1) year or until a successor is nominated. Failure of the Chairperson to perform his/her duties shall result in the Commission removing the Chairperson from his/her role and responsibility. The Chairperson is a voting member of the Commission.

Section 8. Removal of Commissioners

A. In the event a Commissioner violates any provisions contained in Section 7 C. 2., he or she shall be removed by Tribal Council.

B. When a Commissioner fails to meet the duties outlined in Section 11, the Commission shall meet to determine whether a Commissioner shall be recommended for removal or for any other discipline to the Tribal Council.

C. A Commissioner may be removed by Tribal Council in the event that the Chairperson notifies Tribal Council that he or she missed more than three (3) consecutive meetings in any twelve (12) month time period without good cause.

D. A Commissioner may also be removed by Tribal Council for continual failure to remove him/herself from cases for a conflict of interest.

E. The Commission may recommend certain discipline of a Commissioner to Tribal Council up to and including removal. Tribal Council's review of any of the Commission's recommendation shall be completed within a relevant time period of no more than twenty (20) business days. Tribal Council retains its authority to adopt the Commission's recommendation or impose its own discipline including removal.

F. Tribal Council also retains its authority to remove or discipline a Commissioner who fails to perform his or her duties as a Commissioner or fails to abide by the Tribal Boards, Commissions, and Committee Code of Conduct, adopted by TCR 2018-50, or as amended.

G. In the event, the Commission fails to act to determine whether a Commissioner shall be removed or disciplined for any infraction under this Act, Tribal Council retains its discretion to remove or discipline a Commissioner.

Section 9. Conflict of Interest

In the event a Commissioner possesses a conflict of interest on a particular issue, he or she shall recuse himself/herself from the decision-making process. If the Commissioner fails to recuse himself or herself and the conflict of interest is apparent to the remaining Commissioners, they shall remove him or her by a majority vote. In the case of a conflict of interest, a sub-chief(s) shall replace the conflicted Police Commissioner(s) for the matter.

Section 10. Confidentiality

All Commissioners shall not reveal any confidential information regarding personnel matters, investigations, and disciplinary hearings. Sharing of confidential information shall result in the removal pursuant to Section 8.

Section 11. Duties of the Commission

A. The Commission shall appoint, supervise, discipline, and terminate the Chief of Police of the Saint Regis Mohawk Tribal Police Department.

B. The Commission shall submit approved by-laws to Tribal Council. The Tribal Council shall review such by-laws, make any necessary changes and approve the by- laws within thirty (30) days with a Tribal Council Resolution. The Commission may adopt updates and/or amendments to the by-laws on an annual basis and submit such changes to Tribal Council approval with a Tribal Council Resolution.

C. The Commission shall recommend to the Tribal Council officers qualified to exercise authority pursuant to New York State Article 8 § 114.

D. The Commission shall review and recommend for approval of all policies and procedures of the Saint Regis Mohawk Tribal Police. Within 120 days of the adoption of this Act, the Commission shall conduct, or cause to be conducted, a complete review of existing Policies and Procedures, and if necessary make recommendations to amend such Policies and Procedures for consistency with this Act. All such Policies and Procedures shall be consistent with the Saint Regis Mohawk Tribe's goal of self- sufficiency and sovereignty through the implementation and enforcement of Tribal laws, regulations and ordinances. After the adoption, the Policies and Procedures may be amended under the following circumstances:

1. The Chief of Police may provide the Commission with any recommended or necessary additions or amendments to Department policies and procedures.

2. The Commission may also draft changes based upon issues identified by the community or the Commission.

3. Upon receiving any amendments to policies and procedures from the Chief of Police, the Commission shall have up to sixty (60) days to review and recommend adoption to Tribal Council.

4. After the review period, the Commission shall submit the proposed amendments to the Tribal Council for approval or request the Police Department to make further revisions.

E. Upon submission to the Tribal Council of the policies and procedures, they shall become approved within sixty (60) days unless the Tribal Council votes to reject the new policies and procedures or request certain changes. If the Council votes to reject the policies and procedures, the Council shall give a written explanation to the Commission within fifteen (15) business days of the rejection. If changes are requested then the Police Commission shall determine whether to make further changes and resubmit to Tribal Council within thirty (30) days of receiving such changes. Thereafter, Tribal Council shall approve the policies and procedures within thirty (30) days.

F. A member of the Commission may participate in hiring and promotion decisions of the Police Department, but the Chief of Police retains the authority to select a candidate. The actions of the Chief of Police must be consistent with departmental policies, the Tribe's current policies and procedures including the Employee Handbook or any amendments thereto. The Commission may terminate Police Department Personnel and Officers consistent with Section 16 herein.

G. The Commission, with the input of the Chief of Police, may provide the Tribe's Human Resources Division with proposed policies for the hiring, promotion, suspension and removal of personnel and officers of the Police Department.

H. The Commission shall oversee all complaints against the Chief of Police.

I. The Commission may be involved in complaints against Department Personnel and Officers as outlined in the Police Manual and herein at Section 16. As outlined in Police Manual Section 1100 the Commission may hear appeals regarding certain disciplinary decisions involving Police Personnel reporting directly to the Chief of Police. It shall not oversee any complaints involving conduct or discipline relating to the Tribe's Employee Handbook unless such a review is outlined in the Tribe's Employee Handbook.

J. The Commission shall not solicit complaints from the public. The Commission, however, shall make complaint forms accessible to the public and ensure all tribal agencies know the complaint process and where to submit a complaint form.

K. The Commission, along with the Tribal Council, shall oversee the entering into of sharing of powers agreements, mutual aid agreements, and cross-deputization agreements by the Police Department with non-tribal law enforcement agencies.

L. The Commission shall review all reports and audits conducted by the Bureau of Indian Affairs, or any other entity's reports or audits that are submitted to the Chief of Police.

M. The Commission shall review closed complaints and disciplinary cases involving conduct related to the Police Manual every six (6) months to determine whether improvements to Department policies and procedures are needed. The Commission shall not reopen closed cases, but shall only review the cases to determine needed improvements in policies and procedures.

N. The Commission shall review the Department's annual proposed budget and may provide recommendations to the Chief of Police regarding the Department' s finances, pending availability of funds, prior to its submission to the Tribal Administration Budget Team for review.

O. The Commission shall review all summaries of use of force incidents, after investigations are complete. The summary shall include badge numbers of officers involved, circumstances of incidents, such as a shooting, and final determinations of investigation. The Commission shall identify patterns and trends and adjust policies and procedures and training when appropriate based on this review.

P. The Commission shall work towards increasing public awareness of the Commission and the Police Department to include providing public notice of its monthly meetings, provided that all hearings involving disciplinary matters shall be held in executive (closed) session.

Q. The Commission, for any reason, may request that an independent police auditor be appointed by the Tribal Council to monitor a particular complaint or investigation.

R. The Commission shall provide a report to the Tribal Council of its individual member's activities on a monthly basis. It shall also provide a monthly report to the Tribal Council to include, but not limited to, statistics on the number of complaints and disciplinary actions it has heard, and any other issues the Commission or the Tribal Council may deem important and appropriate.

S. The Commission shall conduct a yearly evaluation of the Department. It shall be submitted by June 1st of each year. The Commission may hire an outside evaluator to assist with it. The evaluation shall include, but is not limited to:

1. Interviews with Department personnel and officers.

2. Conduct an anonymous survey of all Department personnel and officers regarding working conditions and overall satisfaction with the Department.

3. A review of complaints and disciplinary actions regarding Department personnel and officers.

4. A review of policies and procedures.

5. A review of Department statistics, including statistics on the number of Tribal summonses and State summonses.

6. A review of the Department's strategic plan including any implementation efforts.

T. To coincide with the Department's annual evaluation from Section 11.S, the Commission shall submit to the Tribal Council an annual report. The annual report shall include a summary of each member's individual activities and should include, but is not limited to, the number of complaints filed and resolved by the Commission, the number of disciplinary actions it oversaw, changes in policies and procedures or recommendations for such changes, goals and needed resources for the following year.

U. The Commission shall not respond to police scenes or calls for assistance. If any individual Commissioner responds to a police scene or calls for assistance, the Tribal Police on scene shall refer the matter to the Senior Officer on scene.

Section 12. Police Commission Personnel

A. The Commission may have the services of its own contract attorney, separate from the Tribe's Legal Department, during all officer or personnel disciplinary hearings to avoid any conflict of interest. Payment for the services of any contract attorney shall be included in the Commission's annual budget.

Section 13. Appointment, Supervision, Discipline of the Chief of Police

A. In accordance with Section 11. A. the Police Commission appoints, supervises, disciplines, and may terminate the Chief of Police.

B. The Chief of Police is an employee of the Saint Regis Mohawk Tribe. As such, he/she is subject to the Tribe's policies and procedures including, but not limited to, the Employee Handbook with its amendments and the Whistleblower Policy. In addition, he/she also is subject to any ratified policies and procedures or Police Manual of the Department. For any conduct that is proscribed in the Tribe's Employee Handbook it will control any complaint or disciplinary process. For any conduct that is proscribed under the Tribal Police's Police Manual it will control any complaint or disciplinary process and the Commission will determine whether to proceed with any disciplinary charges as outlined herein at (G).

C. The Police Commission shall work with the Human Resources Department and follow the procedures in the Employee Handbook for any conduct that is proscribed in the Employee Handbook.

D. The Commission shall use the following process for appointing the Chief of Police:

1. Upon a vacancy, the Commission shall appoint an Acting Chief of Police while conducting a candidate search.

2. The Police Commission shall post the position in local and national newspapers, in addition to any other places, for no longer than thirty (30) days.

3. The Commission shall interview any candidates that meet the criteria for Chief of Police as per Section 13. C.

4. Upon finding a qualified candidate, the Commission upon notice to Tribal Council shall appoint a Chief of Police.

E. The Chief of Police must meet the following requirements.

1. Ten (10) years of law enforcement experience.

2. Five (5) years of supervisory or management experience.

3. Possess the qualifications required to be appointed pursuant to New York State Article 8 § 114.

4. The Native Preference Policy of the Saint Regis Mohawk Tribe shall apply to this position.

F. To coincide with the Department's annual evaluation from Section 11.Q, the Commission shall conduct a yearly evaluation of the Chief of Police. It shall be submitted by February fifteenth (15th) of each year. The Commission may hire an outside evaluator to assist with the evaluation. The evaluation shall include, but is not limited to:

1. Interviews with Department personnel and officers.

2. Conduct an anonymous survey of all Police Officers and Personnel to determine the overall satisfaction with the Chief of Police with a focus on whether he or she is adhering to the job description or duties listed in the Police Manual.

4. Conduct a review of complaints and/or disciplinary actions against the Chief of Police.

5. A review of any updated policies and procedures that the Chief of Police may have initiated.

G. Disciplinary charges against the Chief of Police may be filed by the Commission based upon an Internal Affairs investigation or as a result of the Commission's oversight of the Chief of Police.

1. Written notice of the charges shall be given to the Chief of Police, along with notice of a hearing to be held before the Commission. The notice shall include the right to cross examine witnesses, the right to present evidence, and the right to an attorney at his/her own expense.

2. The disciplinary hearing shall be heard by the Commission within thirty (30) days of the filing of the disciplinary charges.

3. The Police Commission shall determine which evidence is relevant and allowed at the hearing.

4. The Chief of Police may cross-examine evidence and offer any evidence to refute the charges.

5. The Commission shall decide whether the charges have been sustained based upon the evidence presented to them. The evidence may be offered by the Internal Affairs Officer or by the Commission's Chair or his/her designee. The burden of proof is preponderance of the evidence. The Commission may retire to executive session to discuss and decide the case.

6. Upon a finding the charges have been sustained, the Commission shall impose discipline, which may include, but is not limited to counseling, training, probation, suspension, or termination. The Commission shall issue a written decision for any discipline that involves termination or suspension.

7. Once the Commission has rendered a decision involving a suspension or termination, the Chief of Police may appeal such decision within ten (10) business days of the decision being issued to the Saint Regis Mohawk Court of Appeals on notice to the Commission. The Court of Appeals shall determine whether the Commission's decision was arbitrary and capricious based upon the record the Commission develops. After an appeal is filed, the Commission shall have ten (10) business days to submit a certified copy of the record with the Court of Appeals and provide a copy to the Chief of Police. If the Commission's decision involves counseling, training, probation or anything other than suspension or termination then the Commission's decision is final.

G. The Chief of Police may be suspended by the Commission during an investigation involving his/her conduct. The Commission shall decide if the suspension shall be with or without pay. If the investigation does not result in further disciplinary action, or the suspension is found to be unwarranted, any loss of compensation during the suspension period shall be reviewed and may be returned to the Chief of Police.

H. Any misconduct that is criminal in nature shall be referred to the tribal prosecutor and/or Franklin County District Attorney or other law enforcement agency that is deemed appropriate.

Section 14. Officers and Personnel

A. The Tribal Police's officers and personnel are employees of the Saint Regis Mohawk Tribe. As such, they are subject to the Tribe's policies and procedures including the Employee Handbook, as amended, and the Whistleblower Policy. In addition, all Officers or personnel of the Tribal Police also are subject to any ratified policies and procedures or Police Manual of the Department. For any conduct that is proscribed in the Tribe's Employee Handbook it will control any complaint or disciplinary process and this Act may only apply if those specific rights are granted under the Employee Handbook. For any conduct that is proscribed under the Tribal Police's Police Manual it will control any complaint or disciplinary process and this Act may only apply if those specific rights are granted under the Police Manual.

B. The Human Resources Department is responsible to ensure compliance with the Saint Regis Mohawk Tribe's Human Resource Employee Handbook, whereas the Chief of Police is responsible for maintaining compliance with the Police Manual and properly adopted Policies and Procedures while the Police Commission provides oversight. In limited circumstances, the Police Commission may be responsible for determining compliance with the Police Manual or properly adopted Policies and Procedures or as outlined in this Act.

C. Police Officer or Personnel complaints against the Chief of Police shall be filed with the Commission. The Commission's Chair or his/her designee shall oversee the investigation. If the Chair or the Commission determines it is necessary, an independent investigator may be appointed to assist in the investigation. The Commission shall notify the complainant in writing of the investigation. The Chair shall ensure the complaint is investigated and reported to the Commission. The Commission shall determine whether any disciplinary action needs to be taken and notify the complainant whether the complaint was sustained or unfounded pursuant to the procedures set forth above in Section 13.

D. Police Officers and Personnel may also make any complaint about working conditions to the Tribe's Human Resources Department. No disciplinary action may be taken against a Police Officer or Personnel for making such a complaint. The Tribe's Human Resource Department shall conduct the investigation. Any report shall be submitted to the Chief of Police who may share with the Police Commission, but in no way shall the Police Commission be involved in any action.

Section 15. Complaints from the Public

A. All public complaints involving officers and personnel shall be filed in writing with the Office of Professional Standards at the Tribal Police Department. Once a complaint is received it will be classified as either Internal Affairs, Office of Professional Standards or Human Resources matter. The classification will determine the type of investigation.

B. The Commission shall be notified of any Internal Affairs matter. The notification shall contain the badge number of the Officer or in the case of Personnel the case number assigned to the matter. It shall not include the details of the complaint. For any complaint investigated under the Office of Professional Standards, the Commission shall be notified only if there is a formal investigation. The notification shall contain the badge number of the Officer or if it involves Personnel the case number assigned to the matter.

C. The Chief shall provide a monthly report to the Commission with the number of complaints filed, the number of complaints in each category and the status of the complaints. The report shall not discuss the details of any complaint.

D. Investigations involving excessive use of force shall be immediately reported to the Chairperson of the Police Commission. The Chairperson of the Police Commission, or his/her designee, shall oversee investigations involving excessive use of force. The Chief of Police shall not discuss any ongoing investigation with the Commission, except the Chief of Police may discuss ongoing investigations involving excessive use of force with the Chairperson or his/her designee.

E. Any investigation involving criminal activities shall be referred to the tribal prosecutor and/or Franklin County District Attorney or other law enforcement agency that is deemed appropriate.

F. Complaints against the Chief of Police shall be filed with the Commission who shall forward them to Internal Affairs to investigate, if warranted. If an investigation is warranted, the Commission's Chair or his/her designee shall oversee the investigation. If the Commission determines it is necessary, they may appoint an external investigator. The Commission shall notify the complainant in writing of the investigation. Once an investigation is complete, the Commission shall determine whether any disciplinary action needs to be taken and notify the complainant whether the complaint was sustained or unfounded. The process outlined in Section 13 E shall apply to disciplinary actions against the Chief of Police.

Section 16. Disciplinary Hearing Procedures Involving Officers and Personnel, Other than Chief of Police

A. Employee Handbook Complaints. If the disciplinary matter is covered under the Employee Handbook, it shall be handled under the Employee Handbook procedures. All appeals shall be handled under those rules, unless the Officer or Personnel involved reports directly to the Chief of Police. For anyone who reports directly to the Chief of Police, he or she is entitled to appeal to the Police Commission. The Commission shall review the record from the Tribe's Human Resources department and it is strongly encouraged to meet with the Officer or Personnel who submitted the appeal.

B. Personnel Complaints. If the matter involves a formal investigation where discipline is imposed, those matters shall be handled under the Police Manual, unless the Officer or Personnel reports directly to the Chief of Police and is outlined in Police Manual at Section 1100.12. For anyone who reports directly to the Chief of Police, he or she is entitled to appeal to the Police Commission. The Police Commission shall review the record from the disciplinary process and is strongly encouraged to meet with Officer of Personnel who submitted the appeal.

C. Internal Affairs Investigations. For Internal Affairs investigations, the Chief of Police may do the following:

1. Invite the Police Officer or Personnel to agree to an informal resolution to the investigation;

2. If an informal resolution is reached it must be reduced to writing whereby any appeal is waived and the discipline outlined; and

3. If an informal resolution is not reached or the Chief of Police decides an informal resolution is not appropriate, the Chief of Police shall bring formal disciplinary charges against the Police Officer or Personnel.

4. For formal charges before the Police Commission the following shall apply:

A. The Commission shall be notified when formal disciplinary charges are filed. The notification shall contain the name of the Police Officer and/or Personnel but shall not include the details of the complaint.

B. Upon the filing of formal disciplinary charges, the Police Officer or Personnel shall receive a copy of the charges in writing, along with notice of a hearing before the Police Commission. The notice shall include the right to cross- examine witnesses, the right to present evidence and the right to an attorney at his/her own expense or some other representative/advocate.

C. The disciplinary hearing shall be heard by the Commission within thirty (30) days of the filing of the formal disciplinary charges.

D. The hearing shall be closed to the public.

E. The Chairperson shall not be involved in hearings involving an investigation overseen by him/her, unless it is a disciplinary action involving the Chief of Police.

F. The Police Commission shall determine which evidence is relevant and allowed at the hearing.

G. At the hearing, the Internal Affairs Officer shall present evidence to prove the charges. The Police Department may be represented by the Tribe's General Counsel. The burden of proof shall be a preponderance of the evidence. Past conduct may be offered if relevant to the current case.

H. The Police Officer or Personnel may make a motion to disqualify a Commissioner for a conflict of interest. The challenged Commissioner may step down from the hearing or the Commission shall decide by majority vote whether to grant the motion.

I. The Commission may question witnesses and request additional evidence.

J. The Officer or Personnel may cross-examine witnesses and offer any evidence to refute the charges.

K. The Commission shall decide whether the charges have been sustained based upon the evidence presented to them. They may retire to executive session to discuss and decide the case.

L. Upon a finding the charges have been sustained, the Commission shall impose discipline based upon Department policies and procedures. The Commission shall review the personnel file for prior conduct and the Officer or Personnel may offer evidence of prior good conduct. Discipline may include, but is not limited to, counseling, training, probation, suspension, last chance agreement and termination from the Department. The Commission shall ensure that any discipline is fair and commensurate with the violation and that all Officers and Personnel are disciplined equally.

M. A Police Officer or Personnel may petition for a rehearing within sixty (60) days of the Commission's decision upon discovery of new evidence. The Commission shall grant a new hearing if the evidence is relevant to the charges and was not available at the initial hearing.

N. If a hearing, stemming from an Internal Affairs investigation, results in the termination of a Police Officer or Personnel, or if he/she is suspended without pay he/she may appeal the Commission's decision to the Saint Regis Mohawk Tribal Court of Appeals. Such an appeal must be filed within ten (10) days of the decision being issued on notice to the Commission. The Court of Appeals shall determine whether the Commission's decision was arbitrary and capricious based upon the record the Commission develops. Once an appeal is filed, the Commission shall file within ten (10) business days a certified copy of the record with the Court of Appeals on notice to the Officer or Personnel. If the Commission's decision involves counseling, training, probation or anything other than suspension or termination the Commission's decision is final.

D. Any Commission findings shall remain in the employee's personnel files.

E. Commission files, including notes, regarding formal disciplinary hearings shall be kept in an organized manner and secured in a locked filing cabinet that is only accessible by Commission members and its administrative assistant.

Section 17. Non-Tribal Law Enforcement Agencies

A. The Tribe exercises a government-to-government relationship with all other governments. Due to this relationship, the Commission along with the Tribal Council, shall oversee all sharing of powers, mutual aid arrangements, and cross-deputation agreements by the Police Department with non-tribal law enforcement agencies.

B. A member of the Commission, and a designee of the Tribal Council, shall attend all meetings with non-tribal law enforcement agencies involving sharing of powers, mutual aid arrangement, cross-deputation agreements and any other cooperative agreements with outside law enforcement agencies.

C. The Commission shall review any sharing of power agreements, mutual aid agreements, and cross-deputization agreements which are made between the Police Department and non-tribal law enforcement agencies or departments.

D. Upon the Commission's approval, these agreements shall be forwarded to the Tribal Council for approval.

Section 18. Commission Meetings

A. The Police Commission shall meet at least once a month. In addition, the Police Commission along with the Chief of Police may meet with Tribal Council after its monthly meeting. The public may participate in a portion of the monthly meeting unless the Police Commission is in Executive Session. The public portion of the meeting may include, but is not limited to, the following:

1. A report by the Chief of Police, including statistics of the number of incidents responded to in the last month, types of calls, convictions, any public service by the Police Department, and the number of complaints filed and investigated;

2. Review of any policies and procedures; and

3. Any comments from the public.

B. The Commission Chair may also call special meetings to attend to urgent business.

Section 19. Funding

The Commission shall submit a proposed budget for the Commission's funding to the Budget Team by June 1st of every year, unless requested at a different time by the Tribal Council.

A. The Commissioners shall receive a monthly stipend, set by Tribal Council Resolution 2013-17, or as amended.

B. The Commission shall receive an annual budget every year from the Tribal General Fund, which may include funding for stipends, meetings, training, travel, an administrative assistant, supplies, and a contract attorney or any other reasonable and necessary expense.

Section 20. Severability

If any word, clause, phrase, sentence, subsection, section, or other provision of this Code is held invalid by a court of competent jurisdiction, the invalidity shall not affect any other provisions or applications of this law that can be given effect without the invalid provision.

Section 21. Sovereign Immunity

Nothing in this Act shall be deemed as a waiver of the Tribe's sovereignty immunity.

Section 22. Amendment

This Ordinance may be amended upon the approval and adoption of such amendments by Tribal Council.

Section 23. Repealer

This Act shall supersede and replace all other Acts, or portions thereof, adopted by the Saint Regis Mohawk Tribal Council, as they contain to the matters herein.

Law Information

Cites

  • Res. No. 2020-28 (PDF)

Effective

April 29, 2020

Adopted

April 29, 2020